GAIN insider trading
NasdaqGS Financial ServicesGLADSTONE INVESTMENT CORPORATION\DE — scored insider trade history from SEC Form 4 filings, parsed and contextualised by FilingIQ.
About GLADSTONE INVESTMENT CORPORATION\DE
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
Company website: www.gladstoneinvestment.com
GAIN insider activity at a glance
FilingIQ has scored 55 insider transactions for GAIN since Mar 13, 2015. The most recent filing in our index is dated May 19, 2026.
Across the full history, 45 open-market purchases
and 9 open-market sales
were filed under transaction codes P and S respectively. Compensatory share awards
(code A) and option exercises (code M) are tracked separately and not counted here.
The average FilingIQ composite score on GAIN insider trades is 59.5/100, produced by FilingIQ's multi-factor Form 4 model. Model framework documented at methodology.
Other Financial Services tickers with recent insider activity
Frequently asked
- How many insider trades does FilingIQ track for GAIN?
- FilingIQ tracks 55 Form 4 insider transactions for GAIN (GLADSTONE INVESTMENT CORPORATION\DE), covering filings from Mar 13, 2015 onwards. 4 of those were filed in the last 90 days.
- Are GAIN insiders net buyers or net sellers?
- Across the full Form 4 history for GAIN, 45 transactions (82%) were open-market purchases and 9 (16%) were open-market sales. Compensatory awards and option exercises are filtered out of these counts.
- Where does GAIN insider data come from?
- Every transaction shown on this page is sourced directly from SEC EDGAR Form 4 filings. FilingIQ parses the raw XML, normalises insider identity across reporting variations, and scores each trade on its multi-factor composite model.
- What sector is GAIN in?
- GLADSTONE INVESTMENT CORPORATION\DE (GAIN) is classified in the Financial Services sector, specifically Asset Management, with a current market capitalisation of $551.34M.
Methodology & sources
Every GAIN insider transaction shown on FilingIQ is parsed directly from a public SEC Form 4 XML filing. Insider identity is normalised across reporting variants (CIK changes, name spellings, related-party indirect holdings). The FilingIQ composite score is documented in full on the team page and algo disclosure. Not investment advice; see disclaimer.