How many insider trades does FilingIQ track for GUG?

FilingIQ tracks 72 Form 4 insider transactions for GUG (Guggenheim Active Allocation Fund), covering filings from Nov 26, 2021 onwards. 1 of those were filed in the last 90 days.

Are GUG insiders net buyers or net sellers?

Across the full Form 4 history for GUG, 70 transactions (97%) were open-market purchases and 2 (3%) were open-market sales. Compensatory awards and option exercises are filtered out of these counts.

Where does GUG insider data come from?

Every transaction shown on this page is sourced directly from SEC EDGAR Form 4 filings. FilingIQ parses the raw XML, normalises insider identity across reporting variations, and scores each trade on its multi-factor composite model.

What sector is GUG in?

Guggenheim Active Allocation Fund (GUG) is classified in the Financial Services sector, specifically Asset Management, with a current market capitalisation of $514.49M.

GUG insider trading

NYSE Financial Services

Guggenheim Active Allocation Fund — scored insider trade history from SEC Form 4 filings, parsed and contextualised by FilingIQ.

Total Form 4 trades

Last 90 days

Buys / sells

97% / 3%

Market cap

$514.49M

GUG insider activity at a glance

FilingIQ has scored 72 insider transactions for GUG since Nov 26, 2021. The most recent filing in our index is dated Mar 6, 2026.

Across the full history, 70 open-market purchases and 2 open-market sales were filed under transaction codes P and S respectively. Compensatory share awards (code A) and option exercises (code M) are tracked separately and not counted here.

The average FilingIQ composite score on GUG insider trades is 52.9/100, produced by FilingIQ's multi-factor Form 4 model. Model framework documented at methodology.

View live GUG trades on FilingIQ Raw filings on SEC EDGAR

Other Financial Services tickers with recent insider activity

BAC 353

BANK OF AMERICA CORP /DE/

RCG 255

RENN Fund, Inc.

WAL 242

WESTERN ALLIANCE BANCORPORATION

CINF 239

CINCINNATI FINANCIAL CORP

CRCL 178

Circle Internet Group, Inc.

TRUP 156

TRUPANION, INC.

PGC 154

PEAPACK GLADSTONE FINANCIAL CORP

SLDE 150

Slide Insurance Holdings, Inc.

Frequently asked

How many insider trades does FilingIQ track for GUG?: FilingIQ tracks 72 Form 4 insider transactions for GUG (Guggenheim Active Allocation Fund), covering filings from Nov 26, 2021 onwards. 1 of those were filed in the last 90 days.
Are GUG insiders net buyers or net sellers?: Across the full Form 4 history for GUG, 70 transactions (97%) were open-market purchases and 2 (3%) were open-market sales. Compensatory awards and option exercises are filtered out of these counts.
Where does GUG insider data come from?: Every transaction shown on this page is sourced directly from SEC EDGAR Form 4 filings. FilingIQ parses the raw XML, normalises insider identity across reporting variations, and scores each trade on its multi-factor composite model.
What sector is GUG in?: Guggenheim Active Allocation Fund (GUG) is classified in the Financial Services sector, specifically Asset Management, with a current market capitalisation of $514.49M.

Methodology & sources

Every GUG insider transaction shown on FilingIQ is parsed directly from a public SEC Form 4 XML filing. Insider identity is normalised across reporting variants (CIK changes, name spellings, related-party indirect holdings). The FilingIQ composite score is documented in full on the team page and algo disclosure. Not investment advice; see disclaimer.