JOF insider trading

NYSE Financial Services

JAPAN SMALLER CAPITALIZATION FUND INC: insider trade history from SEC Form 4 filings.

Total Form 4 trades
7
Last 90 days
1
Buys / sells
100% / 0%
Market cap
$304.31M

About JAPAN SMALLER CAPITALIZATION FUND INC

Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and other indices. The fund seeks to invest in stocks of companies operating across diversified sectors. It primarily invests in stocks of small cap companies. The fund benchmarks the performance of its portfolio against the The Russell/Nomura Small Cap Index. It was formerly known as Japan OTC Equity Fund, Inc. Japan Smaller Capitalization Fund, Inc. was formed on March 22, 1990 and is domiciled in the United States.

Company website: funds.nomura-asset.com

JOF insider activity at a glance

FilingIQ tracks 7 insider transactions for JOF in filings since Jul 29, 2015. The most recent transaction is dated Oct 14, 2026.

Across the full history, 7 open-market purchases and 0 open-market sales were filed under transaction codes P and S respectively. Compensatory share awards (code A) and option exercises (code M) are tracked separately and not counted here.

How FilingIQ classifies each line, and the seven facts it shows on every open-market purchase and sale, are documented on the methodology page.

Latest JOF Form 4 filings

Most recent disclosures. Sign up to filter by transaction code, insider role or dollar value.

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Frequently asked

How many insider trades does FilingIQ track for JOF?
FilingIQ tracks 7 Form 4 insider transactions for JOF (JAPAN SMALLER CAPITALIZATION FUND INC), covering filings from Jul 29, 2015 onwards. 1 of those are dated within the last 90 days.
Are JOF insiders net buyers or net sellers?
Across the full Form 4 history for JOF, 7 transactions (100%) were open-market purchases and 0 (0%) were open-market sales. Compensatory awards and option exercises are filtered out of these counts.
Where does JOF insider data come from?
Every transaction shown on this page is sourced directly from SEC EDGAR Form 4 filings. FilingIQ links every filing to the insider's SEC CIK, marks plan trades, tax withholding, option exercises, gifts, derivatives and amendments, and shows each open-market purchase and sale with the same fixed facts. It does not rate the stock.
What sector is JOF in?
JAPAN SMALLER CAPITALIZATION FUND INC (JOF) is classified in the Financial Services sector, specifically Asset Management, with a current market capitalisation of $304.31M.

Methodology & sources

Every JOF insider transaction shown on FilingIQ is parsed directly from a public SEC Form 4 XML filing. Insider identity is normalised across reporting variants (CIK changes, name spellings, related-party indirect holdings). How lines are classified and which facts FilingIQ adds is documented on the methodology page; the people behind it are on the team page. Not investment advice; see disclaimer.