LPLA insider trading
NasdaqGS Financial ServicesLPL Financial Holdings Inc.: insider trade history from SEC Form 4 filings.
About LPL Financial Holdings Inc.
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at institutions in the United States. The company's brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance; and client cash programs consist of Federal Deposit Insurance Corporation (FDIC) insured bank sweep vehicles, and a client cash and money market account. It also provides fee-based platforms that provide access to mutual funds, exchange traded funds, stocks, bonds, certain options strategies, unit investment trusts, institutional money managers, and no-load multi-manager variable annuities. In addition, the company offers retirement solutions for commission and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, it provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families; an advisor-facing trading and portfolio rebalancing platform; insurance brokerage general agency services; and technology products, including proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Company website: www.lpl.com
LPLA insider activity at a glance
FilingIQ tracks 1,645 insider transactions for LPLA in filings since Feb 23, 2015. The most recent transaction is dated Sep 11, 2026.
Across the full history, 9 open-market purchases
and 429 open-market sales
were filed under transaction codes P and S respectively. Compensatory share awards
(code A) and option exercises (code M) are tracked separately and not counted here.
The average FilingIQ composite score on LPLA insider trades is 61.2/100, produced by FilingIQ's multi-factor Form 4 model. Model framework documented at methodology.
Latest LPLA Form 4 filings
Most recent disclosures. Sign up to filter by score, transaction code, or insider role.
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Frequently asked
- How many insider trades does FilingIQ track for LPLA?
- FilingIQ tracks 1,645 Form 4 insider transactions for LPLA (LPL Financial Holdings Inc.), covering filings from Feb 23, 2015 onwards. 18 of those are dated within the last 90 days.
- Are LPLA insiders net buyers or net sellers?
- Across the full Form 4 history for LPLA, 9 transactions (1%) were open-market purchases and 429 (26%) were open-market sales. Compensatory awards and option exercises are filtered out of these counts.
- Where does LPLA insider data come from?
- Every transaction shown on this page is sourced directly from SEC EDGAR Form 4 filings. FilingIQ normalises insider identity across reporting variations and scores discretionary open-market purchases and sales on its multi-factor composite model.
- What sector is LPLA in?
- LPL Financial Holdings Inc. (LPLA) is classified in the Financial Services sector, specifically Capital Markets, with a current market capitalisation of $24.25B.
Methodology & sources
Every LPLA insider transaction shown on FilingIQ is parsed directly from a public SEC Form 4 XML filing. Insider identity is normalised across reporting variants (CIK changes, name spellings, related-party indirect holdings). The FilingIQ composite score is documented in full on the team page and algo disclosure. Not investment advice; see disclaimer.