PFLT insider trading
NYSE Financial ServicesPennantPark Floating Rate Capital Ltd. — scored insider trade history from SEC Form 4 filings, parsed and contextualised by FilingIQ.
About PennantPark Floating Rate Capital Ltd.
PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent non-U.S. companies. The fund typically invests between $2 million and $20 million. The fund also invests in equity securities, such as preferred stock, common stock, warrants or options received in connection with debt investments or through direct investments. It primarily invests between $10 million and $50 million in investments in senior secured loans and mezzanine debt. It seeks to invest in companies not rated by national rating agencies. The companies if rated would be between BB and CCC under the Standard & Poor's system. The fund invests 30% is invested in non-qualifying assets like investments in public companies whose securities are not thinly traded or do not have a market capitalization of less than $250 million, securities of middle-market companies located outside of the United States, high-yield bonds, distressed debt, private equity, securities of public companies that are not thinly traded, and investment companies as defined in the 1940 Act. Under normal conditions, the fund expects atleast 80 percent of its net assets plus any borrowings for investment purposes to be invested in Floating Rate Loans and investments with similar economic characteristics, including cash equivalents invested in money market funds. It expects to represent 65 percent of its portfolio through senior secured loans. In case of floating rate loans, it holds investments for a period of three to ten years.
Company website: pflt.pennantpark.com
PFLT insider activity at a glance
FilingIQ has scored 58 insider transactions for PFLT since Aug 20, 2015. The most recent filing in our index is dated May 12, 2026.
Across the full history, 49 open-market purchases
and 6 open-market sales
were filed under transaction codes P and S respectively. Compensatory share awards
(code A) and option exercises (code M) are tracked separately and not counted here.
The average FilingIQ composite score on PFLT insider trades is 53.9/100, produced by FilingIQ's multi-factor Form 4 model. Model framework documented at methodology.
Other Financial Services tickers with recent insider activity
13F funds holding PFLT
Frequently asked
- How many insider trades does FilingIQ track for PFLT?
- FilingIQ tracks 58 Form 4 insider transactions for PFLT (PennantPark Floating Rate Capital Ltd.), covering filings from Aug 20, 2015 onwards. 3 of those were filed in the last 90 days.
- Are PFLT insiders net buyers or net sellers?
- Across the full Form 4 history for PFLT, 49 transactions (84%) were open-market purchases and 6 (10%) were open-market sales. Compensatory awards and option exercises are filtered out of these counts.
- Where does PFLT insider data come from?
- Every transaction shown on this page is sourced directly from SEC EDGAR Form 4 filings. FilingIQ parses the raw XML, normalises insider identity across reporting variations, and scores each trade on its multi-factor composite model.
- What sector is PFLT in?
- PennantPark Floating Rate Capital Ltd. (PFLT) is classified in the Financial Services sector, specifically Asset Management, with a current market capitalisation of $811.60M.
Methodology & sources
Every PFLT insider transaction shown on FilingIQ is parsed directly from a public SEC Form 4 XML filing. Insider identity is normalised across reporting variants (CIK changes, name spellings, related-party indirect holdings). The FilingIQ composite score is documented in full on the team page and algo disclosure. Not investment advice; see disclaimer.