How many insider trades does FilingIQ track for SWZ?

FilingIQ tracks 201 Form 4 insider transactions for SWZ (Total Return Securities Fund), covering filings from Nov 19, 2015 onwards. 13 of those are dated within the last 90 days.

Are SWZ insiders net buyers or net sellers?

Across the full Form 4 history for SWZ, 133 transactions (66%) were open-market purchases and 41 (20%) were open-market sales. Compensatory awards and option exercises are filtered out of these counts.

Where does SWZ insider data come from?

Every transaction shown on this page is sourced directly from SEC EDGAR Form 4 filings. FilingIQ normalises insider identity across reporting variations and scores discretionary open-market purchases and sales on its multi-factor composite model.

SWZ insider trading

NYSE

Total Return Securities Fund: insider trade history from SEC Form 4 filings.

Total Form 4 trades

201

Last 90 days

Buys / sells

66% / 20%

Market cap

—

SWZ insider activity at a glance

FilingIQ tracks 201 insider transactions for SWZ in filings since Nov 19, 2015. The most recent transaction is dated Sep 28, 2026.

Across the full history, 133 open-market purchases and 41 open-market sales were filed under transaction codes P and S respectively. Compensatory share awards (code A) and option exercises (code M) are tracked separately and not counted here.

The average FilingIQ composite score on SWZ insider trades is 56.3/100, produced by FilingIQ's multi-factor Form 4 model. Model framework documented at methodology.

View live SWZ trades on FilingIQ Raw filings on SEC EDGAR

Latest SWZ Form 4 filings

SELL MORITZ A

P Sep 30, 2026

Dakos Andrew President and CEO

P Sep 29, 2026

SELL MORITZ A

P Sep 1, 2026

Das Rajeev P Secretary

GOLDSTEIN PHILLIP Secretary

P Jul 8, 2026

Dakos Andrew President and CEO

P Jul 7, 2026

SELL MORITZ A

P Jun 30, 2026

Most recent disclosures. Sign up to filter by score, transaction code, or insider role.

Frequently asked

How many insider trades does FilingIQ track for SWZ?: FilingIQ tracks 201 Form 4 insider transactions for SWZ (Total Return Securities Fund), covering filings from Nov 19, 2015 onwards. 13 of those are dated within the last 90 days.
Are SWZ insiders net buyers or net sellers?: Across the full Form 4 history for SWZ, 133 transactions (66%) were open-market purchases and 41 (20%) were open-market sales. Compensatory awards and option exercises are filtered out of these counts.
Where does SWZ insider data come from?: Every transaction shown on this page is sourced directly from SEC EDGAR Form 4 filings. FilingIQ normalises insider identity across reporting variations and scores discretionary open-market purchases and sales on its multi-factor composite model.

Methodology & sources

Every SWZ insider transaction shown on FilingIQ is parsed directly from a public SEC Form 4 XML filing. Insider identity is normalised across reporting variants (CIK changes, name spellings, related-party indirect holdings). The FilingIQ composite score is documented in full on the team page and algo disclosure. Not investment advice; see disclaimer.